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Advisor at FIRST FINANCIAL SERVICES, LLC
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL SERVICES, LLC | Independent wealth | Apr 30, 2024 | n/a | yes | LITTLE ROCK, AR | Current employment |
| SOWELL MANAGEMENT | Independent wealth | Nov 1, 2018 | Mar 5, 2024 | no | LITTLE ROCK, AR|NORTH LITTLE ROCK, AR | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 23, 2013 | Nov 8, 2018 | no | LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | FIRST FINANCIAL SERVICES, LLC | Mar 5, 2024 | Apr 30, 2024 | 56 | Firm change | RIA to RIA |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | SOWELL MANAGEMENT | Nov 8, 2018 | Nov 1, 2018 | -7 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 127145:329276:AR:2024-03-05 | Mar 5, 2024 | Apr 30, 2024 | NORTH LITTLE ROCK, AR | Firm change |
| 134139:127145:AR:2018-11-06 | Nov 8, 2018 | Nov 1, 2018 | LITTLE ROCK, AR | Firm change |