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Advisor at CLARIS FINANCIAL, LLC
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLARIS FINANCIAL, LLC | Independent wealth | Sep 17, 2025 | n/a | yes | GLEN ALLEN, VA | Current employment |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Jul 29, 2014 | Jan 29, 2019 | no | Glen Allen, VA|Memphis, TN | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Aug 8, 2014 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 24, 2011 | Feb 13, 2013 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B RILEY WEALTH MANAGEMENT | CLARIS FINANCIAL, LLC | Jan 29, 2019 | Sep 17, 2025 | 2,423 | Firm change after gap | Ibd to RIA |
| RAYMOND JAMES & ASSOCIATES, INC. | B RILEY WEALTH MANAGEMENT | Aug 8, 2014 | Jul 29, 2014 | -10 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |