DFX Intelligence

T••••• A•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T••••• A•••••• D••••

Advisor at I••••••••• S•••••• L••

WINDSOR, CA

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Search this name across graphsid dfx:ria:b9d7c646-447f-66fd-d109-57683071cf03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• S•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S•••••• L••	State registered	Jan 5, 2010	n/a	yes	WINDSOR, CA	Current employment
H• B•••• I•••	Former SEC adviser	May 16, 2008	Feb 24, 2010	no	Windsor, CA\|SANTA ROSA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H• B•••• I•••	I••••••••• S•••••• L••	Feb 24, 2010	Jan 5, 2010	-50	Firm change after gap	Other
V••• F•••••••• A•••••••• I•••	H• B•••• I•••	Jun 5, 2007	May 16, 2008

Relationships

Registered with (4)

→ I••••••••• S•••••• L••Registered adviserregistration: current employment
Jan 5, 2010 to presentfactForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
May 16, 2008 to Feb 24, 2010factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2003 to Jun 5, 2007factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9d7c646-447f-66fd-d109-57683071cf03
First observed: Sep 4, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.