H•••• E•••••••

Advisor at N•• Y••• L••• I••••••••• M••••••••• L••

New Providence, NJ | NEW Y•••, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9d7d383-0ec3-a50b-7462-6444234ac3f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• Y••• L••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	May 24, 2011	n/a	yes	NEW Y•••, NY\|New Providence, NJ	Current employment
E•••• S••••••••• L••	Bd affiliated wealth	Jul 30, 2009	May 24, 2011	no	NEW Y•••, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	N•• Y••• L••• I••••••••• M••••••••• L••	May 24, 2011	May 24, 2011	0	Firm change	Other
A••••••••• L•••	E•••• S••••••••• L••	Dec 1, 2008	Jul 30, 2009

Relationships

Registered with (3)

→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 24, 2011 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2009 to May 24, 2011factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Jan 19, 2007 to Dec 1, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9d7d383-0ec3-a50b-7462-6444234ac3f9
First observed: Jan 19, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.