This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=2.0

Regulatory AUM

$175MItem 5.F on the latest filing (2026-05-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$175M

Private client RAUM

$141MderivedItem 5.D individuals plus high net worth individuals

Private client share

81%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$175Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

367

Individual clients

300

High net worth clients

45

SEC number

801-135397

CRD

144039

Filings on the tape

2

First filed

Feb 23, 2026

Latest filed

May 14, 2026

Organised

Limited Liability Company, SC

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b9d8028a-5729-9e55-fa4b-e4419575327a

First observed

Feb 23, 2026

Last observed

May 14, 2026 4 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.