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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Springfield, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 30, 2026 | n/a | yes | Springfield, MI | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 18, 2015 | May 5, 2026 | no | CHARLOTTE, MI|BATTLE CREEK, MI | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | May 18, 2010 | May 19, 2015 | no | BATTLE CREEK, MI|CHARLOTTE, MI|BATTLE CREEK, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | May 5, 2026 | Apr 30, 2026 | -5 | Firm change | Wirehouse to ibd |
| J.J.B. HILLIARD, W.L. LYONS, LLC | WELLS FARGO ADVISORS | May 19, 2015 | May 18, 2015 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:MI:2026-05-05 | May 5, 2026 | Apr 30, 2026 | BATTLE CREEK, MI | Firm change |
| 453:19616:MI:2015-05-19 | May 19, 2015 | May 18, 2015 | BATTLE CREEK, MI | Firm change |