S•• F• E••••

Advisor at E•••• W••••• M•••••••••

DULUTH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9e9e03a-8508-a619-a19c-ed9392be66a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• W••••• M•••••••••	Independent wealth	Aug 20, 2012	n/a	yes	DULUTH, GA	Current employment
L••••• P••••••• A•••••••• L••	Independent wealth	Aug 20, 2012	Oct 28, 2013	no	SUWANEE, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• P••••••• A•••••••• L••	E•••• W••••• M•••••••••	Oct 28, 2013	Aug 20, 2012	-434	Firm change after gap	RIA to RIA
E•••• W••••• M•••••••••	L••••• P••••••• A•••••••• L••	Dec 31, 2011	Aug 20, 2012

Relationships

Registered with (2)

→ E•••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 2, 2009 to Dec 31, 2011factForm ADV
→ L••••• P••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 20, 2012 to Oct 28, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9e9e03a-8508-a619-a19c-ed9392be66a4
First observed: Oct 2, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.