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Advisor at MML INVESTORS SERVICES, LLC
NEW ROCHELLE, NY | Bronx, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 7, 2022 | n/a | yes | Bronx, NY|NEW ROCHELLE, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jul 14, 2022 | no | BRONX, NY|BRONX, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 14, 2011 | Oct 1, 2012 | no | BRONX, NY|BRONX, NY|BRONX, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MML INVESTORS SERVICES, LLC | Jul 14, 2022 | Sep 7, 2022 | 55 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |