DFX Intelligence

K•••• M••••••• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

K•••• M••••••• C••

Advisor at L•• F•••••••• L••

ROANOKE, VA

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Search this name across graphsid dfx:ria:ba089218-7c7b-d60a-1ba4-78f212fa71b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 16, 2012	n/a	yes	ROANOKE, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 19, 2008	Mar 20, 2012	no	ROANOKE, VA\|ROANOKE, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Mar 20, 2012	Mar 16, 2012	-4	Firm change	Other
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Aug 29, 2008	Aug 19, 2008

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 16, 2012 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2008 to Mar 20, 2012factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2004 to Aug 29, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba089218-7c7b-d60a-1ba4-78f212fa71b7
First observed: Sep 30, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.