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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

MATTHEW JOSEPH ANDERSON

Advisor at LPL FINANCIAL LLC

FISHERS, IN | MUNCIE, IN | MARION, IN | GAS CITY, IN | YORKTOWN, IN

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Search this name across graphsid dfx:ria:ba0d84e0-62fa-ee0d-b0f0-bd8c6239b7d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 21, 2014
First registration: Aug 21, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6324829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 4, 2025	n/a	yes	MUNCIE, IN\|MARION, IN\|YORKTOWN, IN\|GAS CITY, IN\|MARION, IN\|FISHERS, IN\|MUNCIE, IN	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Aug 4, 2025	no	YORKTOWN, IN\|GREENVILLE, OH\|Muncie, IN	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	MUNCIE, IN\|GREENVILLE, OH\|Merrillville, IN	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 21, 2014	May 13, 2016	no	MUNCIE, IN\|GREENVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Aug 4, 2025	Aug 4, 2025	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Aug 4, 2025factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 21, 2014 to May 13, 2016factForm ADV

Dated events

Occurred
Aug 4, 2025
Advisor changed firm
Matthew Joseph Anderson left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2025-08-04)
Form ADVobserved 4 days ago