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Advisor at RIA ADVISORS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIA ADVISORS | Independent wealth | Jul 10, 2025 | n/a | yes | HOUSTON, TX | Current employment |
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jul 29, 2024 | Apr 28, 2025 | no | Houston, TX|OVERLAND PARK, KS | Previous registration |
| LINSCOMB WEALTH, INC. | Independent wealth | Aug 26, 2022 | Jul 15, 2024 | no | HOUSTON, TX | Previous registration |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Oct 6, 2021 | Jul 20, 2022 | no | Tampa, FL|Killeen, TX | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 26, 2020 | Oct 20, 2021 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | RIA ADVISORS | Apr 28, 2025 | Jul 10, 2025 | 73 | Firm change | RIA to RIA |
| LINSCOMB WEALTH, INC. | PRIME CAPITAL FINANCIAL | Jul 15, 2024 | Jul 29, 2024 | 14 | Firm change | RIA to RIA |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | LINSCOMB WEALTH, INC. | Jul 20, 2022 | Aug 26, 2022 | 37 | Firm change | Other |
| ROBERT W. BAIRD & CO. INCORPORATED | ERNST & YOUNG INVESTMENT ADVISERS LLP | Oct 20, 2021 | Oct 6, 2021 | -14 | Firm change | Other |