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Advisor at STRATEGIC ADVISERS LLC
COVINGTON, KY | BATAVIA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | COVINGTON, KY|BATAVIA, OH | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 24, 2021 | Mar 31, 2025 | no | COVINGTON, KY | Previous registration |
| PNC CAPITAL ADVISORS LLC | Other adviser | Apr 2, 2013 | Nov 18, 2019 | no | CLEVELAND, OH | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Aug 31, 2007 | Oct 30, 2009 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| PNC CAPITAL ADVISORS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Nov 18, 2019 | Jun 24, 2021 | 584 | Firm change after gap | Other |
| NATCITY INVESTMENTS, INC. | PNC CAPITAL ADVISORS LLC | Oct 30, 2009 | Apr 2, 2013 | 1,250 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151829:288590:OH:2019-11-18 | Nov 18, 2019 | Jun 24, 2021 | CLEVELAND, OH | Firm change after gap |