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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JOSEPH M MILANO

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Short Hills, NJ | Charlotte, NC | Matthews, NC

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Search this name across graphsid dfx:ria:ba302ed6-5954-bb5a-65f9-5b310462202e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Sep 23, 2002
First registration: Apr 29, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 4524323

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 8, 2018	n/a	yes	Matthews, NC\|Charlotte, NC\|Short Hills, NJ	Current employment
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jan 5, 2018	Feb 12, 2018	no	CHARLOTTE, NC\|CHARLOTTE, NC\|WOODSTOCK, GA\|CHARLOTTE, NC	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Aug 28, 2014	Jan 9, 2016	no	CHARLOTTE, NC\|CHARLOTTE, NC\|PHOENIX, AZ	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 29, 2014	Jul 1, 2014	no	STATEN ISLAND, NY\|STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 12, 2018	Mar 8, 2018	24	Firm change	Other
SAGEPOINT FINANCIAL, INC.	HORNOR, TOWNSEND & KENT, LLC	Jan 9, 2016	Jan 5, 2018	727	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	SAGEPOINT FINANCIAL, INC.	Jul 1, 2014	Aug 28, 2014	58	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Mar 8, 2018 to presentfactForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jan 5, 2018 to Feb 12, 2018factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 28, 2014 to Jan 9, 2016factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 29, 2014 to Jul 1, 2014factForm ADV

Dated events

No dated event names this entity yet.