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RIA / WealthAdvisorCertified Financial Planner21 years in industry

MARK RUBEN TRACY

Advisor at KM CAPITAL MANAGEMENT, LTD.

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba32a578-1270-48cc-e575-b1be3784483a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Jun 1, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mark Ruben Tracy

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KM CAPITAL MANAGEMENT, LTD.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Dual registered: no
IAPD individual key: 6288468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KM CAPITAL MANAGEMENT, LTD.	Independent wealth	Jan 22, 2014	n/a	yes	AUSTIN, TX	Current employment

Relationships

Registered with (1)

→ KM CAPITAL MANAGEMENT, LTD.Registered adviserregistration: current employment
Jan 22, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba32a578-1270-48cc-e575-b1be3784483a
First observed: Jun 1, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK RUBEN TRACY

Advisor at KM CAPITAL MANAGEMENT, LTD.

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba32a578-1270-48cc-e575-b1be3784483a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KM CAPITAL MANAGEMENT, LTD.

Independent wealth

Jan 22, 2014

n/a

yes

AUSTIN, TX

Current employment