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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

AMERICAN INVESTMENT SERVICES INC

CRD 110043

GREAT BARRINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba4bedfa-6fe2-17bb-c668-2c34332db2ba

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 12
On other graphs: 0
Observed: Mar 27, 2012 to Mar 31, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.63 fund_share=0.0 institutional_share=0.26 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $671MderivedItem 5.D individuals plus high net worth individuals
Private client share: 63%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $179Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,126
Individual clients: 202
High net worth clients: 157
Custody, client assets: $202M
SEC number: 801-14337
CIK: 1369913
CRD: 110043
Filings on the tape: 30
First filed: Mar 27, 2012
Latest filed: Mar 31, 2026
Organised: Corporation, DE
Website: americaninvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN LANE BARRY	Chartered Financial Consultant	GREAT BARRINGTON, MA	22	32	n/a	no
A. MACKENZIE WORTHINGTON WAGGAMAN	n/a	GREAT BARRINGTON, MA	20	22	n/a	no
MATTHEW JOHN SVIRIDA	n/a	GREAT BARRINGTON, MA	20	29	n/a	no
CHARLES DWAYNE MURPHY	n/a	GREAT BARRINGTON, MA	18	22	2	no
DAVID FRANCIS ST. PETER	Chartered Financial Analyst	GREAT BARRINGTON, MA	16	21	n/a	no
Matthew Louis Burnell	Certified Financial Planner	Malta, NY \| GREAT BARRINGTON, MA	1	16	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMERICAN INSTITUTE FOR ECONOMIC	Parent	E	yes	10/1978	Mar 31, 2026	Mar 31, 2026
BARRY, JOHN, LANE	PRESIDENT & CEO	Na	yes	01/2000	Mar 31, 2026	Mar 31, 2026
BOUFFARD, ROY, EDGAR	Director	Na	yes	07/2012	Mar 31, 2026	Mar 31, 2026
FURLANO, NELSON	DIRECTOR & CHAIRMAN	Na	yes	10/2014	Mar 31, 2026	Mar 31, 2026
HOLDEN, NEIL, DONOVAN	Director	Na	yes	10/2011	Mar 31, 2026	Mar 31, 2026
Lordeman, James, Charles	Director	Na	yes	12/2023	Mar 31, 2026	Mar 31, 2026
MURPHY, CHARLES, DWAYNE	Treasurer	Na	yes	12/2009	Mar 31, 2026	Mar 31, 2026
Storti, Tricia, Rae	CHIEF OPERATING OFFICER	Na	yes	12/2023	Mar 31, 2026	Mar 31, 2026
AMERICAN INSTITUTE FOR ECONOMIC RESEARCH	PARENT ORGANIZATION	E	yes	10/1978	Mar 27, 2012	Mar 29, 2024
ST. PETER, DAVID, FRANCIS	Secretary	Na	yes	02/2010	Mar 27, 2012	Mar 29, 2024
POTTER-STEVENSON, SANDRA	CHIEF COMPLIANCE OFFICER	Na	no	08/2017	Mar 31, 2026	Mar 31, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.1B	$1.1B	10	5	0	n/a	n/a
2024	Mar 31, 2025	$1.3B	$1.3B	10	6	0	n/a	n/a
2023	Mar 29, 2024	$1.2B	$1.2B	11	7	0	n/a	n/a
2022	Mar 31, 2023	$1.2B	$1.2B	11	7	0	n/a	n/a
2021	Mar 30, 2022	$1.3B	$1.3B	13	8	0	n/a	n/a
2020	Mar 31, 2021	$1.2B	$1.2B	12	8	0	n/a	n/a
2019	Apr 1, 2020	$1.1B	$1.1B	11	8	0	n/a	n/a
2018	Mar 30, 2019	$920M	$920M	10	7	0	n/a	n/a
2017	Apr 3, 2018	$950M	$950M	10	7	0	n/a	n/a
2016	Mar 24, 2017	$834M	$828M	10	7	n/a	n/a	n/a
2015	Mar 30, 2016	$648M	$648M	10	8	n/a	n/a	n/a
2014	Apr 1, 2015	$679M	$673M	10	8	n/a	n/a	n/a
2013	Mar 27, 2014	$612M	$607M	9	7	n/a	n/a	n/a
2012	Mar 13, 2013	$558M	$556M	8	7	n/a	n/a	n/a
2011	Mar 27, 2012	$521M	$521M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.3B	-17.2%	$1.2B	-3.8%	10	10	0	0

Relationships

Registered with (10)

← Matthew Louis BurnellAdvisorregistration: current employment
May 1, 2025 to presentfactForm ADV
← DAVID FRANCIS ST. PETERAdvisorregistration: current employment
Feb 18, 2010 to presentfactForm ADV
← CHARLES DWAYNE MURPHYAdvisorregistration: current employment
Nov 14, 2007 to presentfactForm ADV
← MATTHEW JOHN SVIRIDAAdvisorregistration: current employment
Jul 26, 2006 to presentfactForm ADV
← A. MACKENZIE WORTHINGTON WAGGAMANAdvisorregistration: current employment
Nov 28, 2005 to presentfactForm ADV
← JOHN LANE BARRYAdvisorregistration: current employment
Aug 19, 2004 to presentfactForm ADV
← SETH LAWRENCE HOFFMANAdvisorregistration: previous registration
Aug 19, 2004 to Apr 21, 2025factForm ADV
← Luke Farrell DelormeAdvisorregistration: previous registration
Jul 27, 2016 to Aug 6, 2024factForm ADV
← Bryce Edward SchulerAdvisorregistration: previous registration
Jan 15, 2020 to Jul 6, 2022factForm ADV
← RICHARD ANTHONY SEELEYAdvisorregistration: previous registration
Aug 19, 2004 to Dec 2, 2009factForm ADV

Controls (9)

← BOUFFARD, ROY, EDGAROwnerDIRECTOR, ownership code NA, individual
Jul 13, 2012 to Mar 29, 2024factForm ADV
← BARRY, JOHN, LANEOwnerPRESIDENT & CEO, ownership code NA, individual
Mar 27, 2012 to Mar 29, 2024factForm ADV
← MURPHY, CHARLES, DWAYNEOwnerTREASURER, ownership code NA, individual
Mar 27, 2012 to Mar 29, 2024factForm ADV
← ST. PETER, DAVID, FRANCISOwnerSECRETARY, ownership code NA, individual
Mar 27, 2012 to Mar 29, 2024factForm ADV
← HOLDEN, NEIL, DONOVANOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2012 to Mar 29, 2024factForm ADV
← FURLANO, NELSONOwnerDIRECTOR, ownership code NA, individual
Nov 24, 2014 to Mar 29, 2024factForm ADV
← Lordeman, James, CharlesOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← Storti, Tricia, RaeOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← AMERICAN INSTITUTE FOR ECONOMIC RESEARCHOwnerPARENT ORGANIZATION, ownership code E, domestic entity
Mar 27, 2012 to Mar 29, 2024factForm ADV

Owns (1)

← POTTER-STEVENSON, SANDRAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 21, 2017 to Mar 29, 2024factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
Seth Lawrence Hoffman left American Investment Services Inc for Apella Wealth (registered 2025-04-23)
Form ADVobserved 4 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Luke Farrell Delorme left American Investment Services Inc for Tableaux Wealth (registered 2024-08-06)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Control person joined
Charles James Lordeman (Director) appeared on Schedule A of American Investment Services Inc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Control person joined
Rae Tricia Storti (Chief Operating Officer) appeared on Schedule A of American Investment Services Inc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2024
Control person left
Edwin Gerald Sohan (Director) no longer on Schedule A of American Investment Services Inc (listed 2023-03-31, absent 2024-03-29)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Advisor changed firm
Bryce Edward Schuler left American Investment Services Inc for Bcas (registered 2023-04-07)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person left
Lawrence Seth Hoffman (Executive Vice President) no longer on Schedule A of American Investment Services Inc (listed 2021-07-01, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person left
Paul Howard Kent (Director) no longer on Schedule A of American Investment Services Inc (listed 2021-07-01, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Paul Howard Kent (Director) appeared on Schedule A of American Investment Services Inc
Form ADVobserved 4 days ago
Occurred
Jun 30, 2020
Control person left
John Michael Rizzo (Director) no longer on Schedule A of American Investment Services Inc (listed 2020-04-01, absent 2020-06-30)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2020
Control person joined
John Michael Rizzo (Director) appeared on Schedule A of American Investment Services Inc
Form ADVobserved 4 days ago
Occurred
Apr 1, 2020
Control person left
James John Finnerty (Director) no longer on Schedule A of American Investment Services Inc (listed 2019-03-30, absent 2020-04-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba4bedfa-6fe2-17bb-c668-2c34332db2ba
First observed: Mar 27, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN INVESTMENT SERVICES INC

CRD 110043

GREAT BARRINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba4bedfa-6fe2-17bb-c668-2c34332db2ba

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN LANE BARRY

Chartered Financial Consultant

GREAT BARRINGTON, MA

n/a

A. MACKENZIE WORTHINGTON WAGGAMAN

n/a

GREAT BARRINGTON, MA

n/a

MATTHEW JOHN SVIRIDA

n/a

GREAT BARRINGTON, MA

n/a

CHARLES DWAYNE MURPHY

n/a

GREAT BARRINGTON, MA

DAVID FRANCIS ST. PETER

Chartered Financial Analyst

GREAT BARRINGTON, MA

n/a

Matthew Louis Burnell

Certified Financial Planner

Malta, NY | GREAT BARRINGTON, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMERICAN INSTITUTE FOR ECONOMIC

Parent

yes

10/1978

Mar 31, 2026

BARRY, JOHN, LANE

PRESIDENT & CEO

yes

01/2000

Mar 31, 2026

BOUFFARD, ROY, EDGAR

Director

yes

07/2012

Mar 31, 2026

FURLANO, NELSON

DIRECTOR & CHAIRMAN

yes

10/2014

Mar 31, 2026

HOLDEN, NEIL, DONOVAN

Director

yes

10/2011

Mar 31, 2026

Lordeman, James, Charles

Director

yes

12/2023

Mar 31, 2026

MURPHY, CHARLES, DWAYNE

Treasurer

yes

12/2009

Mar 31, 2026

Storti, Tricia, Rae

CHIEF OPERATING OFFICER

yes

12/2023

Mar 31, 2026

AMERICAN INSTITUTE FOR ECONOMIC RESEARCH

PARENT ORGANIZATION

yes

10/1978

Mar 27, 2012

Mar 29, 2024

ST. PETER, DAVID, FRANCIS

Secretary

yes

02/2010

Mar 27, 2012

Mar 29, 2024

POTTER-STEVENSON, SANDRA

CHIEF COMPLIANCE OFFICER

08/2017

Mar 31, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.1B

n/a

2024

Mar 31, 2025

$1.3B

n/a

2023

Mar 29, 2024

$1.2B

n/a

2022

Mar 31, 2023

$1.2B

n/a

2021

Mar 30, 2022

$1.3B

n/a

2020

Mar 31, 2021

$1.2B

n/a

2019

Apr 1, 2020

$1.1B

n/a

2018

Mar 30, 2019

$920M

n/a

2017

Apr 3, 2018

$950M

n/a

2016

Mar 24, 2017

$834M

$828M

n/a

2015

Mar 30, 2016

$648M

n/a

2014

Apr 1, 2015

$679M

$673M

n/a

2013

Mar 27, 2014

$612M

$607M

n/a

2012

Mar 13, 2013

$558M

$556M

n/a

2011

Mar 27, 2012

$521M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$1.3B

-17.2%

$1.2B

-3.8%