DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 16, 2024 | n/a | yes | SAN DIEGO, CA|AMHERST, NH|Amherst, NH | Current employment |
| B••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 9, 2005 | Oct 31, 2006 | no | BEDDFORD, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | B••••• W••••• M••••••••• L•• | May 17, 2024 | Jun 9, 2005 | -6,917 | Firm change after gap | Other |
| B••••• W••••• M••••••••• L•• | L•• F•••••••• L•• | Oct 31, 2006 | May 16, 2024 |
| O•••• F•• I••• | Former SEC adviser | May 9, 2005 | May 17, 2024 | no | BEDFORD, NH|BEDFORD, NH|BRISTOL, NH|LACONIA, NH | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Aug 1, 2003 | Apr 25, 2005 | no | MERRIMACK, NH | Previous registration |
| 6,407 |
| Firm change after gap |
| Other |
| S•••••••• A••••••• L•• | O•••• F•• I••• | Apr 25, 2005 | May 9, 2005 | 14 | Firm change | Other |