DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
PALISADES PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | n/a | yes | PALISADES PARK, NJ | Current employment |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | May 6, 2010 | Oct 1, 2012 | no | ENGLEWOOD, NJ|PALISADES PARK, NJ|ENGLEWOOD, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| P•••• S••••••••• L•• | C•••• I••••••••• S••••••• C•••• | Mar 29, 2010 | May 6, 2010 |
| P•••• S••••••••• L•• | No RAUM reported | Mar 5, 2008 | Mar 29, 2010 | no | EAST HANOVER, NJ | Previous registration |
| 38 |
| Firm change |
| Other |