DFX Intelligence

W•••••• Q•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

W•••••• Q•••• B••••••

Advisor at T•• A•••••••• I•••

Indianapolis, IN | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba632422-4d6c-94af-1111-d298fb5c227e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Aug 2, 2022	n/a	yes	Indianapolis, IN\|SUMMIT, NJ	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Jan 18, 2019	Dec 31, 2021	no	Indianapolis, IN\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	T•• A•••••••• I•••	Dec 31, 2018	Jan 18, 2019	18	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
43285:111052:OR:2018-12-31	Dec 31, 2018	Jan 18, 2019	PORTLAND, OR	Firm change

Relationships

Registered with (2)

→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Jan 18, 2019 to Dec 31, 2021factForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2018 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba632422-4d6c-94af-1111-d298fb5c227e
First observed: Sep 10, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.