DFX Intelligence

G••••• A••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

G••••• A••••• S••••••••

Advisor at C•••••• C•••••• P•••••••• L••

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:ba656d16-f687-de1d-29b2-61d81070f4b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• P•••••••• L••	State registered	Jan 1, 2026	n/a	yes	WOODLAND HILLS, CA	Current employment
C•••••• C•••••• P•••••••• L••	State registered	Jan 25, 2021	Dec 31, 2023	no	WOODLAND HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P•••••• G••••	C•••••• C•••••• P•••••••• L••	Sep 29, 2020	May 1, 2020	-151	Firm change after gap	RIA to state RIA
C•••••• C•••••• P•••••••• L••	T•• P•••••• G••••	Sep 7, 2019	Aug 21, 2019

Relationships

Registered with (4)

→ C•••••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2021 to Dec 31, 2023factForm ADV
→ T•• P•••••• G••••Registered adviserregistration: previous registration
Aug 21, 2019 to Sep 29, 2020factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 19, 2015 to Sep 10, 2018factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba656d16-f687-de1d-29b2-61d81070f4b1
First observed: Jul 24, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.