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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

MICHAEL DEAN HAMMEN

Advisor at CETERA INVESTMENT ADVISERS LLC

WEST DES MOINES, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jul 31, 1996
First registration: Sep 4, 2002
Dual registered: yes, broker-dealer
Other names: MIKE HAMMEN
IAPD individual key: 2756582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	WEST DES MOINES, IA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Aug 3, 2012	Sep 5, 2025	no	West Des Moines, IA	Previous registration
LEGACY FINANCIAL GROUP	Independent wealth	Aug 22, 2011	Aug 9, 2012	no	DES MOINES, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 5, 2011	Aug 17, 2012	no	DES MOINES, IA\|SAN DIEGO, CA\|DES MOINES, IA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 25, 2011	May 5, 2011	no	SAN DIEGO, CA\|DES MOINES, IA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 4, 2002	Jun 23, 2009	no	SAN FRANCISCO, CA\|DES MOINES, IA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	LEGACY FINANCIAL GROUP	Aug 17, 2012	Aug 22, 2011	-361	Firm change after gap	Other
LEGACY FINANCIAL GROUP	AVANTAX ADVISORY SERVICES	Aug 9, 2012	Aug 3, 2012	-6	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 5, 2011	Aug 5, 2011	92	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CUSO FINANCIAL SERVICES, L.P.	Jun 23, 2009	Apr 25, 2011	671	Firm change after gap	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 3, 2012 to Sep 5, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 5, 2011 to Aug 17, 2012factForm ADV
→ LEGACY FINANCIAL GROUPRegistered adviserregistration: previous registration
Aug 22, 2011 to Aug 9, 2012factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 25, 2011 to May 5, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 4, 2002 to Jun 23, 2009factForm ADV

Dated events

No dated event names this entity yet.