DFX Intelligence

B••••• S•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••••• S•••• M•••

Advisor at L•• F•••••••• L••

SOUTHFIELD, MI | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:ba6f001e-f317-d0d0-617b-55dd05228bb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 3, 2026	n/a	yes	SAN DIEGO, CA\|SOUTHFIELD, MI	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 25, 2017	Jun 9, 2026	no	Southfield, MI\|Southfield, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	L•• F•••••••• L••	Jun 9, 2026	Jun 3, 2026	-6	Firm change	Ibd to ibd
M•• F•••••••• S•••••••• I•••	M•• I•••••••• S•••••••• L••	Mar 25, 2017	Mar 25, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:6413:MI:2026-06-09	Jun 9, 2026	Jun 3, 2026	SOUTHFIELD, MI	Firm change
6413:14251:MI:2015-07-07	Jul 20, 2015	Jul 14, 2015	NOVI, MI	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2010 to Jul 20, 2015factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jun 9, 2026factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 14, 2015 to Mar 25, 2017factForm ADV

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba6f001e-f317-d0d0-617b-55dd05228bb6
First observed: Aug 26, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.