This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Nov 18, 2011

First registration

Mar 30, 2012

Dual registered

yes, broker-dealer

Other names

KEN A BROWN|KENNY A BROWN|KENNETH A BROWN|KENNETH ANTHONY BROWN

IAPD individual key

5028444

• Occurred

  Oct 13, 2022
  Advisor changed firm

  Kenneth A Brown left Lpl Financial Llc for Securities America Advisors, Inc. (registered 2022-09-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ba70af61-e2da-22a8-a3a8-80433fef8bb7

First observed

Mar 30, 2012

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.