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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
SENTRY PARK, PA | New Hartford, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Dec 7, 2018 | n/a | yes | New Hartford, NY|SENTRY PARK, PA | Current employment |
| M. GRIFFITH INVESTMENT SERVICES, INC. | Former SEC adviser | May 22, 2012 | Dec 12, 2018 | no | NEW HARTFORD, NY|NEW HARTFORD, NY|NEW HARTFORD, NY | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 8, 2008 | Jun 4, 2012 | no | SYRACUSE, NY|NEW HARTFORD, NY|SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M. GRIFFITH INVESTMENT SERVICES, INC. | ROBERT W. BAIRD & CO. INCORPORATED | Dec 12, 2018 | Dec 7, 2018 | -5 | Firm change | RIA to RIA |
| RBC CAPITAL MARKETS, LLC | M. GRIFFITH INVESTMENT SERVICES, INC. | Jun 4, 2012 | May 22, 2012 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2078:8158:NY:2018-12-12 | Dec 12, 2018 | Dec 7, 2018 | NEW HARTFORD, NY | Firm change |