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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KDP ASSET MANAGEMENT, INC.

CRD 110265

MONTPELIER, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba7e0ca2-8fba-a3e8-203f-261f9970d526

Data as of Jul 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Jul 31, 2023
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $442MItem 5.F on the latest filing (2023-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.3M
Private client RAUM: $27.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 36
Individual clients: 0
High net worth clients: 29
SEC number: 801-57760
CRD: 110265
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Jul 31, 2023
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
KDP DEFENSIVE HIGH YIELD FUND, L.P.	Other Private Fund	$10.5M	Mar 31, 2014	18	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KDP, LLC	COMMON UNITS	E	yes	04/2003	Mar 30, 2012	Jul 31, 2023
PENNIMAN, KINGMAN, D	President	D	yes	03/2003	Mar 30, 2012	Jul 31, 2023
PENNIMAN, KINGMAN, D	PRESIDENT, CHIEF EXECUTIVE OFFICER	Na	yes	07/1996	Mar 30, 2012	Jul 31, 2023
FLYNN, CHRISTOPHER, JOHN	COMPLIANCE OFFICER	Na	no	03/2018	Apr 10, 2018	Jul 31, 2023
SCHOENBECK, ROGER	TREASURER, SECRETARY	Na	no	10/2009	Mar 30, 2012	Jul 31, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KDP INVESTMENT ADVISORS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$442M	$90.3M	19	16	0	n/a	n/a
2021	Mar 30, 2022	$431M	$59.2M	20	17	0	n/a	n/a
2020	Mar 31, 2021	$513M	$177M	21	17	0	n/a	n/a
2019	Mar 31, 2020	$462M	$170M	21	17	0	n/a	n/a
2018	Apr 4, 2019	$268M	$173M	21	17	0	n/a	n/a
2017	Apr 10, 2018	$440M	$418M	22	18	2	n/a	n/a
2016	Mar 31, 2017	$432M	$426M	10	3	n/a	n/a	n/a
2015	Mar 30, 2016	$394M	$386M	10	3	n/a	n/a	n/a
2014	Mar 31, 2015	$458M	$444M	12	3	n/a	n/a	n/a
2013	Mar 31, 2014	$527M	$511M	10	3	n/a	1	$10.5M
2012	Apr 1, 2013	$533M	$523M	9	3	n/a	1	$17.8M
2011	Mar 30, 2012	$381M	$381M	n/a	n/a	n/a	1	$11.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$442M	$431M	2.6%	$462M	-1.4%	19	20	0	0

Relationships

Controls (2)

← PENNIMAN, KINGMAN, DOwnerPRESIDENT, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← KDP, LLCOwnerCOMMON UNITS, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← FLYNN, CHRISTOPHER, JOHNOwnerCOMPLIANCE OFFICER, ownership code NA, individual
Apr 10, 2018 to presentfactForm ADV
← SCHOENBECK, ROGEROwnerTREASURER, SECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Advises (1)

→ KDP DEFENSIVE HIGH YIELD FUND, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Mar 31, 2014factForm ADV

Dated events

Occurred
Mar 31, 2020
Regulatory AUM changed
Kdp Asset Management, Inc. reported RAUM $461.6M, up 73% from $267.5M (2019-05-14 to 2020-03-31)
Form ADVobserved 5 days ago
$194M
Occurred
Apr 4, 2019
Regulatory AUM changed
Kdp Asset Management, Inc. reported RAUM $267.5M, down 39% from $439.9M (2018-04-11 to 2019-04-04)
Form ADVobserved 5 days ago
$-172M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba7e0ca2-8fba-a3e8-203f-261f9970d526
First observed: Mar 30, 2012
Last observed: Jul 31, 2023 38 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KDP ASSET MANAGEMENT, INC.

CRD 110265

MONTPELIER, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba7e0ca2-8fba-a3e8-203f-261f9970d526

Data as of Jul 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

KDP DEFENSIVE HIGH YIELD FUND, L.P.

Other Private Fund

$10.5M

Mar 31, 2014

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KDP, LLC

COMMON UNITS

yes

04/2003

Mar 30, 2012

Jul 31, 2023

PENNIMAN, KINGMAN, D

President

yes

03/2003

Mar 30, 2012

Jul 31, 2023

PENNIMAN, KINGMAN, D

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

07/1996

Mar 30, 2012

Jul 31, 2023

FLYNN, CHRISTOPHER, JOHN

COMPLIANCE OFFICER

03/2018

Apr 10, 2018

Jul 31, 2023

SCHOENBECK, ROGER

TREASURER, SECRETARY

10/2009

Mar 30, 2012

Jul 31, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KDP INVESTMENT ADVISORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$442M

$90.3M

n/a

2021

Mar 30, 2022

$431M

$59.2M

n/a

2020

Mar 31, 2021

$513M

$177M

n/a

2019

Mar 31, 2020

$462M

$170M

n/a

2018

Apr 4, 2019

$268M

$173M

n/a

2017

Apr 10, 2018

$440M

$418M

n/a

2016

Mar 31, 2017

$432M

$426M

n/a

2015

Mar 30, 2016

$394M

$386M

n/a

2014

Mar 31, 2015

$458M

$444M

n/a

2013

Mar 31, 2014

$527M

$511M

n/a

$10.5M

2012

Apr 1, 2013

$533M

$523M

n/a

$17.8M

2011

Mar 30, 2012

$381M

n/a

$11.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$442M

$431M

2.6%

$462M

-1.4%