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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | WINTER GARDEN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Nov 26, 2023 | n/a | yes | WINTER GARDEN, FL|BIRMINGHAM, AL | Current employment |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Jan 28, 2010 | Dec 6, 2019 | no | LAGUNA HILLS, CA|LAGUNA HILLS, CA|LAKE ZURICH, IL | Previous registration |
| SMART MONEY STRATEGIES | n/a | Jun 30, 1998 | Dec 31, 2009 | no | LAKE ZURICH, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL STRATEGIES, INC. | STONEX ADVISORS INC. | Dec 6, 2019 | Nov 26, 2023 | 1,451 | Bulk transfer | RIA to ibd |
| SMART MONEY STRATEGIES | QUEST CAPITAL STRATEGIES, INC. | Dec 31, 2009 | Jan 28, 2010 | 28 | Firm change | Other |