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RIA / WealthAdvisor11 years in industry

Daniel Hartmann

Advisor at FOCUS PARTNERS WEALTH, LLC

CLAYTON, MO | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:ba92f175-2d1c-194f-135a-e763f26092b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 3, 2018
First registration: Nov 7, 2019
Dual registered: no
Other names: Daniel LUCAS Hartmann
IAPD individual key: 6880034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 1, 2024	n/a	yes	CLAYTON, MO\|ST. LOUIS, MO	Current employment
BUCKINGHAM STRATEGIC WEALTH, LLC	Former SEC adviser	Oct 13, 2022	Jul 1, 2024	no	ST LOUIS, MO	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jul 7, 2021	Sep 27, 2022	no	Overland Park, KS\|St Louis, MO	Previous registration
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	Bd affiliated wealth	Nov 7, 2019	Jul 1, 2021	no	ST. LOUIS, MO\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BUCKINGHAM STRATEGIC WEALTH, LLC	FOCUS PARTNERS WEALTH, LLC	Jul 1, 2024	Jul 1, 2024	0	Bulk transfer	RIA to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	BUCKINGHAM STRATEGIC WEALTH, LLC	Sep 27, 2022	Oct 13, 2022	16	Firm change	Ibd to RIA
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jul 1, 2021	Jul 7, 2021	6	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserregistration: previous registration
Oct 13, 2022 to Jul 1, 2024factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jul 7, 2021 to Sep 27, 2022factForm ADV
→ CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 7, 2019 to Jul 1, 2021factForm ADV

Dated events

Occurred
Sep 27, 2022
Advisor changed firm
Daniel Hartmann left Thrivent Investment Management Inc. for Buckingham Strategic Wealth, Llc (registered 2022-10-13)
Form ADVobserved 4 days ago