DFX Intelligence

Data Factory

U••• F••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

U••• F••• M••••••••• L••

CRD 283363

DANVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba977d5f-7979-6775-0d0b-8c7214a5386c

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 11
On other graphs: 0
Observed: May 24, 2017 to Apr 17, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U••• F••• P••••••• L•	Hedge Fund	$59.2M	May 7, 2024	26	May 24, 2017	reported	021-258995

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• R••••••• P•••••	MANAGING MEMBER	C	yes	02/2016	May 24, 2017	May 7, 2024
H•••• A•••••• P•••••	MANAGING MEMBER, CCO	D	yes	02/2016	May 24, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$634M	89.1%	$203M	80.8%	2	2	0	0

Relationships

Advises (1)

→ U••• F••• P••••••• L•Private fundHedge Fund, IA
May 24, 2017 to presentfactForm ADV

Controls (2)

← H•••• A•••••• P•••••OwnerMANAGING MEMBER, CCO, ownership code D, individual
May 24, 2017 to May 7, 2024factForm ADV
← D••••••• R••••••• P•••••OwnerMANAGING MEMBER, ownership code C, individual
May 24, 2017 to May 7, 2024factForm ADV

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
U••• F••• M••••••••• L•• reported RAUM $1.2B, up 89% from $633.6M (2025-03-27 to 2026-03-24)
Form ADVobserved 7 days ago
$565M
Occurred
Feb 28, 2025
Regulatory AUM changed
U••• F••• M••••••••• L•• reported RAUM $633.6M, up 303% from $157.1M (2024-05-07 to 2025-02-28)
Form ADVobserved 7 days ago
$476M
Occurred
Mar 6, 2023
Regulatory AUM changed
U••• F••• M••••••••• L•• reported RAUM $202.7M, down 60% from $502.4M (2022-03-18 to 2023-03-06)
Form ADVobserved 7 days ago
$-300M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba977d5f-7979-6775-0d0b-8c7214a5386c
First observed: May 24, 2017
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.