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Advisor at MADISON PARK CAPITAL ADVISORS, LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MADISON PARK CAPITAL ADVISORS, LLC | Independent wealth | Nov 19, 2014 | n/a | yes | SEATTLE, WA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 26, 2008 | Nov 24, 2014 | no | EDMONDS, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Oct 6, 2008 | no | SEATTLE, WA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 2, 2001 | Apr 2, 2007 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | MADISON PARK CAPITAL ADVISORS, LLC | Nov 24, 2014 | Nov 19, 2014 | -5 | Firm change | Ibd to new firm |
| MORGAN STANLEY & CO. LLC | RBC CAPITAL MARKETS, LLC | Oct 6, 2008 | Sep 26, 2008 | -10 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |