DFX Intelligence

H••• C••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••• C••• C•••••• L•

CRD 306709

BOSTON, MA

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Search this name across graphsid dfx:ria:ba9dce6d-174f-f885-8d40-63b668e4847e

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 11
On other graphs: 2
Observed: Jan 16, 2020 to Apr 8, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••• C••• C•••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

H••• C••• C•••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.9B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••• C••• C•••••• M••••• F••• L•	Hedge Fund	$4.5B	Apr 8, 2026	102	Jan 16, 2020	reported	021-364544
H••• C••• F••• I• L••	Private Equity Fund	$363M	Apr 8, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• H••••••• A••••••	MANAGING MEMBER	E	yes	10/2019	Mar 13, 2020	Mar 28, 2024
F••••••• H••••••• A••••••	CHIEF INVESTMENT OFFICER/ LIMITED PARTNER/ MANAGING PARTNER	E	yes	10/2019	Mar 13, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••• C••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
H••• C••• F••• I• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.9B	$2.9B	69.4%	$1.2B	59.8%	7	7	0	0

Relationships

Advises (4)

→ H••• C••• F••• I• L••Private fundPrivate Equity Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ H••• C••• C•••••• M••••• F••• L•Private fundHedge Fund, IA
Jan 16, 2020 to presentfactForm ADV
→ H••• C••• F••• I• L••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ H••• C••• F••• I•• L••Private fund

Dated events

Occurred
Apr 8, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$2.9B
Occurred
Apr 8, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$139M
Occurred
Mar 25, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.0B
Occurred
Mar 26, 2025

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba9dce6d-174f-f885-8d40-63b668e4847e
First observed: Jan 16, 2020
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.