DFX Intelligence

S••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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S••••• C•••••• M••••••••• L•

Registered adviser · CRD 341413Asset managerSEC registeredRAUM 100m 1b· HOUSTON, TX

As of 2026-08-25 · this record's last observation

Relationships: 7
Dated events: 3
Observed: Apr 9, 2026 to Aug 25, 2026

As of 2026-08-25 · this record's last observation

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Search this name across graphs

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 25, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $438M••• Locked
Discretionary RAUM: $438M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• C•••••• E••••• G••••• M••••• F••• L•	Hedge Fund	$424M	Aug 25, 2026	49	Aug 25, 2026	reported	021-452938
S••••• C•••••• E••••• F••• I• L•	Hedge Fund	$13.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• G••••••• E•••	CHIEF OPERATING OFFICER	Na	yes	07/2012	Aug 25, 2026	Aug 25, 2026
C••••••• S•••••• N••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2025	Aug 25, 2026	Aug 25, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 9, 2026	$0	$0	19	2	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$438M	n/a	n/a	n/a	n/a	21	n/a	0	n/a

Relationships

Advises (2)

→ S••••• C•••••• E••••• G••••• M••••• F••• L•Private fundHedge Fund, IA
Aug 25, 2026 to presentfactForm ADV
→ S••••• C•••••• E••••• F••• I• L•Private fundHedge Fund, IA
Aug 25, 2026 to presentfactForm ADV

Controls (5)

← Q••••••• P•••• A••••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 25, 2026 to presentfactForm ADV
← C••••••• S•••••• N••

Dated events

Order

Occurred
25 Aug 2026
Private fund first reported2 events
Private fund first reported: 2 on 25 Aug 2026
$13.2M to $424M
- ••• Locked$424M
- ••• Locked$13.2M
Occurred
9 Apr 2026
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 9, 2026
Last observed: Aug 25, 2026 31 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.