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Advisor at LPL FINANCIAL LLC
CROOKSTON, MN | FARGO, ND | HALLOCK, MN | WAHPETON, ND | ADA, MN | MOORHEAD, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | n/a | yes | HALLOCK, MN|FARGO, ND|WAHPETON, ND|MOORHEAD, MN|ADA, MN|FARGO, ND|CROOKSTON, MN | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Aug 22, 2011 | Feb 14, 2018 | no | MOORHEAD, MN|FARGO, ND|WAHPETON, ND | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jul 29, 2011 | no | MOORHEAD, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 13, 2008 | Jan 3, 2011 | no | MOORHEAD, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Feb 14, 2018 | Feb 14, 2018 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | INVEST FINANCIAL CORPORATION | Jul 29, 2011 | Aug 22, 2011 | 24 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |