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B•••••• N•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor50 years in industry

B•••••• N•• L••••••

Advisor at S•••••••• A•••• A•••••••• L••

THOMASVILLE, GA

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Search this name across graphsid dfx:ria:bab301ca-ab3d-0f4b-3488-9f5e1eadd501

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 9, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••••• L••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••• A•••••••• L••	Independent wealth	May 9, 2003	n/a	yes	THOMASVILLE, GA	Current employment
L•••••• • A••••••••• P•••	n/a	May 9, 2003	Feb 24, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• • A••••••••• P•••	S•••••••• A•••• A•••••••• L••	Feb 24, 2012	May 9, 2003	-3,213	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••••• A•••• A•••••••• L••Registered adviserregistration: current employment
May 9, 2003 to presentfactForm ADV
→ L•••••• • A••••••••• P•••Registered adviserregistration: previous registration
May 9, 2003 to Feb 24, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab301ca-ab3d-0f4b-3488-9f5e1eadd501
First observed: May 9, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.