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Advisor at OSAIC WEALTH, INC.
SUMMERFIELD, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | SUMMERFIELD, FL | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 18, 2005 | Sep 1, 2023 | no | JOHNSTON, RI|SOUTHINGTON, CT|SUMMERFIELD, FL|SOUTHINGTON, CT|MADISON, CT | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Nov 18, 2005 | no | AVON, CT | Previous registration |
| QUICK & REILLY, INC. | n/a | Jul 23, 2004 | Oct 20, 2004 | no | HARTFORD, CT | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | Jan 2, 2002 | Aug 10, 2004 | no | SOUTHINGTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | SAGEPOINT FINANCIAL, INC. | Nov 18, 2005 | Nov 18, 2005 | 0 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |
| EASTERN POINT ADVISORS INC. | QUICK & REILLY, INC. | Aug 10, 2004 | Jul 23, 2004 | -18 | Firm change | Other |