DFX Intelligence

K••••• K••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

K••••• K••••• H••••••••

Advisor at I••••••••• F•••••••• G••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:bab65b90-7059-993c-f97f-63acaf176076

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	May 17, 2018	n/a	yes	SAN DIEGO, CA	Current employment
S•• I••••••••• A•••••••• I•••	I•••••••••_WEALTH	Oct 1, 2013	Mar 19, 2014	no	MISSOULA, MT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	I••••••••• F•••••••• G••••• L••	Mar 19, 2014	May 17, 2018	1,520	Firm change after gap	Other
L•••• A••••• • C•• L••	S•• I••••••••• A•••••••• I•••	Oct 2, 2013	Oct 1, 2013

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
May 17, 2018 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2013 to Mar 19, 2014factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
May 14, 2012 to Oct 2, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab65b90-7059-993c-f97f-63acaf176076
First observed: May 14, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.