DFX Intelligence

S•••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

S•••••••• A•••••

Advisor at U•• F•••••••• S••••••• I•••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:bab76889-8895-7acd-aebc-f3dcb9923cef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 3, 2024	n/a	yes	CORAL GABLES, FL	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Aug 7, 2007	Apr 12, 2024	no	MIAMI, FL\|PLAINVIEW, NY\|Bay Shore, NY\|NY, NY\|NEW YORK, NY\|NEW YORK, NY\|Miami, FL\|NEW YORK, NY\|Miami, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S••••••• I•••	Apr 12, 2024	Jul 3, 2024	82	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:8174:FL:2024-04-02	Apr 12, 2024	Jul 3, 2024	MIAMI, FL	Firm change

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Aug 7, 2007 to Apr 12, 2024factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab76889-8895-7acd-aebc-f3dcb9923cef
First observed: Aug 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.