DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
OAKLAND PARK, FL | FT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | FT LAUDERDALE, FL|OAKLAND PARK, FL | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Apr 12, 2016 | Mar 25, 2017 | no | FORT LAUDERDALE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N••••••••• M••••• I••••••••• S••••••••• | M•• F•••••••• S•••••••• I••• | Mar 21, 2011 | Apr 12, 2016 |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Mar 9, 2006 | Mar 21, 2011 | no | BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Jun 21, 2005 | Nov 21, 2005 | no | PALM BEACH, FL | Previous registration |
| L••••• B••••••• I••• | n/a | May 14, 2004 | Jun 21, 2005 | no | PALM BEACH, FL | Previous registration |
| 1,849 |
| Firm change after gap |
| Other |
| D••••••• B••• S••••••••• I••• | N••••••••• M••••• I••••••••• S••••••••• | Nov 21, 2005 | Mar 9, 2006 | 108 | Firm change | Other |
| L••••• B••••••• I••• | D••••••• B••• S••••••••• I••• | Jun 21, 2005 | Jun 21, 2005 | 0 | Firm change | Other |