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Advisor at STRATOS WEALTH PARTNERS, LTD
Avon, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Feb 28, 2025 | n/a | yes | Avon, OH | Current employment |
| STRATEGIC INVESTMENT SOLUTIONS, INC. | Independent wealth | Jun 10, 2021 | May 29, 2025 | no | Avon, OH|ORLAND PARK, IL | Previous registration |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jul 20, 2011 | Jun 1, 2021 | no | LORAIN, OH|Avon, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Jul 19, 2011 | no | AVON, OH | Previous registration |
| PENSION PORTFOLIO MANAGEMENT, LLC | Former SEC adviser | Apr 12, 2007 | Dec 31, 2009 | no | LANSING, MI | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Feb 2, 2006 | Sep 8, 2009 | no | LORAIN, OH|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC INVESTMENT SOLUTIONS, INC. | STRATOS WEALTH PARTNERS, LTD | May 29, 2025 | Feb 28, 2025 | -90 | Firm change after gap | RIA to ibd |
| STRATOS WEALTH PARTNERS, LTD | STRATEGIC INVESTMENT SOLUTIONS, INC. | Jun 1, 2021 | Jun 10, 2021 | 9 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | STRATOS WEALTH PARTNERS, LTD | Jul 19, 2011 | Jul 20, 2011 | 1 | Firm change | Other |
| PENSION PORTFOLIO MANAGEMENT, LLC | LPL FINANCIAL LLC | Dec 31, 2009 | Sep 8, 2009 | -114 | Firm change after gap | Other |
| WATERSTONE FINANCIAL GROUP, INC. | PENSION PORTFOLIO MANAGEMENT, LLC | Sep 8, 2009 | Apr 12, 2007 | -880 | Firm change after gap | Other |