This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$407MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$407M

Private client RAUM

$407MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$407Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

448

Individual clients

43

High net worth clients

74

Custody, client assets

$210M

SEC number

801-30218

CIK

1596906

CRD

104640

Filings on the tape

19

First filed

Feb 21, 2012

Latest filed

Feb 27, 2026

Organised

Corporation, OH

Website

keystonefin.com

Graph

RIA / Wealth Management

Canonical id

dfx:ria:babeea4d-9c99-a9f3-b302-eddf4831dcd4

First observed

Feb 21, 2012

Last observed

Feb 27, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.