DFX Intelligence

K•••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

K•••••• C•••••• P•••••••• L••

CRD 153438

CHICAGO, IL

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Search this name across graphsid dfx:ria:bac0ca1c-74ee-f7ef-f263-940c1a87672b

Data as of May 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 4, 2012 to May 10, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•••••• C•••••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••••• R••••••••• F••• L•••	Private Equity Fund	$10	May 10, 2012	5	Apr 4, 2012	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• R••••••• S••••	MANAGING MEMBER	C	yes	01/2007	Apr 4, 2012	May 10, 2012
W••••••• K••••• L••••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2010	Apr 4, 2012	May 10, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 4, 2012	$10	$0	n/a	n/a	n/a	1	$10

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$10	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (1)

→ K••••• R••••••••• F••• L•••Private fundPrivate Equity Fund, IA
Apr 4, 2012 to presentfactForm ADV

Controls (2)

← M••••••• R••••••• S••••OwnerMANAGING MEMBER, ownership code C, individual
Apr 4, 2012 to presentfactForm ADV
← W••••••• K••••• L••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bac0ca1c-74ee-f7ef-f263-940c1a87672b
First observed: Apr 4, 2012
Last observed: May 10, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.