F•••••• J••••

Advisor at E•••••• E••••• L••

Irvine, CA | SAN MATEO, CA

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Search this name across graphsid dfx:ria:bac38c08-b239-e4bc-fc78-796606d46b6c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Nov 15, 2013	n/a	yes	SAN MATEO, CA\|Irvine, CA	Current employment
M••••••• C•••••• M••••••••• L••	State registered	Apr 24, 2001	Dec 11, 2013	no	ALISO VIEJO, CA\|NORTH HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C•••••• M••••••••• L••	E•••••• E••••• L••	Dec 11, 2013	Nov 15, 2013	-26	Firm change	Other
O•••• P••• C•••••• M••••••••• L••	M••••••• C•••••• M••••••••• L••	Dec 11, 2013	Apr 24, 2001

Relationships

Registered with (3)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Nov 15, 2013 to presentfactForm ADV
→ O•••• P••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 23, 2001 to Dec 11, 2013factForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2001 to Dec 11, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bac38c08-b239-e4bc-fc78-796606d46b6c
First observed: Apr 23, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.