DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at R••••••• C•••••• H•••••••• L••
SOUTHFIELD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••• C•••••• H•••••••• L•• | State registered | Jan 1, 2026 | n/a | yes | SOUTHFIELD, MI | Current employment |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Mar 20, 2007 | Dec 16, 2011 | no | HOLBROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• P••••••••• A•••••••• I•• | R••••••• C•••••• H•••••••• L•• | Dec 16, 2011 | Jan 1, 2026 | 5,130 | Firm change after gap | Other |
| U••••• S••••••••• A•••••••• I••• | A••••••• P••••••••• A•••••••• I•• | Dec 31, 2005 | Mar 20, 2007 |
| U••••• S••••••••• A•••••••• I••• | n/a | Jul 21, 2005 | Dec 31, 2005 | no | AUBURN HILLS, MI|AUBURN HILLS, MI | Previous registration |
| 444 |
| Firm change after gap |
| Other |