DFX Intelligence

D•••• E••• U•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• E••• U•••••

Advisor at C•••••• C••••• G••••• I•••

Los Angeles, CA | Pasadena, CA

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Search this name across graphsid dfx:ria:bac963b4-74b1-123f-5475-189c9368972f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jun 24, 2013	n/a	yes	Los Angeles, CA\|Pasadena, CA	Current employment
C•••••• G••••••• T•••• C••••••	Former SEC adviser	Jan 3, 2008	Jun 10, 2013	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G••••••• T•••• C••••••	C•••••• C••••• G••••• I•••	Jun 10, 2013	Jun 24, 2013	14	Channel change	Other

Relationships

Registered with (2)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jun 24, 2013 to presentfactForm ADV
→ C•••••• G••••••• T•••• C••••••Registered adviserregistration: previous registration
Jan 3, 2008 to Jun 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bac963b4-74b1-123f-5475-189c9368972f
First observed: Jan 3, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.