DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
MAGNOLIA, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 28, 2023 | n/a | yes | MAGNOLIA, AR|MAGNOLIA, AR | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 13, 2022 | Mar 14, 2023 | no | Batesville, AR|TAYLOR, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Mar 14, 2023 | Feb 28, 2023 | -14 | Firm change | Ibd to RIA |