DFX Intelligence

M••• J••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

M••• J••••• L••••••••

Advisor at C•••••••

Scottsdale, AZ

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Search this name across graphsid dfx:ria:bae1c16c-c80c-26aa-c5d8-78102826d636

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 30, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Feb 19, 2026	n/a	yes	Scottsdale, AZ	Current employment
A•••• C•••• I••••••••• L••	Former SEC adviser	Apr 27, 2015	Apr 30, 2026	no	SCOTTSDALE, AZ\|COSTA MESA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••• I••••••••• L••	C•••••••	Apr 30, 2026	Feb 19, 2026	-70	Firm change after gap	Other
E••••••••• F•••••••• G••••	A•••••••• A•••••••• L••	Mar 7, 2022	Feb 28, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
159347:175112:CA:2026-04-30	Apr 30, 2026	Feb 19, 2026	COSTA MESA, CA	Firm change after gap

Relationships

Registered with (5)

→ C•••••••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ A•••• C•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 27, 2015 to Apr 30, 2026factForm ADV
→ E••••••••• F•••••••• G••••Registered adviserregistration: previous registration
Oct 1, 2010 to Mar 7, 2022factForm ADV
→ A•••••••• A•••••••• L••

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
M••• J••••• L•••••••• left A•••• C•••• I••••••••• L•• for Captrust (registered 2026-02-19)
Form ADVobserved 7 days ago
Occurred
Mar 7, 2022
Advisor changed firm
M••• J••••• L•••••••• left E••••••••• F•••••••• G•••• for A•••••••• A•••••••• L•• (registered 2012-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bae1c16c-c80c-26aa-c5d8-78102826d636
First observed: Oct 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.