This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SIMPLICITY WEALTH

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 3, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63

First exam

Sep 3, 1987

First registration

Oct 19, 2016

Dual registered

no

Other names

TOM ROZMAN

IAPD individual key

1699670

• Occurred

  Mar 27, 2024
  Advisor changed firm

  Thomas John Rozman left Simplicity Solutions, Llc for Simplicity Wealth (registered 2022-01-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bae2a159-fdbf-a605-da65-43c4911c538c

First observed

Oct 19, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.