DFX Intelligence

F••••••• T••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

F••••••• T••••• G••••••••

Advisor at C•••••••• G••••• M•••••• I•••

Miami, FL

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Search this name across graphsid dfx:ria:bae60e66-0ece-dea5-164f-65fd314bee6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 15, 2017	n/a	yes	Miami, FL\|Miami, FL	Current employment
S••••••••• A•••••••• I•••	Mixed wealth	Aug 22, 2016	Jun 13, 2017	no	Doral, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••••• I•••	C•••••••• G••••• M•••••• I•••	Jun 13, 2017	May 15, 2017	-29	Firm change	Other
C•••••• G••••••• W••••• M••••••••• L••	S••••••••• A•••••••• I•••	Jul 30, 2014	May 26, 2015

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Oct 22, 2009factForm ADV
→ S••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2016 to Jun 13, 2017factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2010 to Jul 30, 2014factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bae60e66-0ece-dea5-164f-65fd314bee6e
First observed: Jun 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.