DFX Intelligence

N•• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

N•• C•••••• P•••••••

NCP MANAGEMENT HOLDINGS, INC., CRD 160075

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:bb0e156c-a53b-af87-b6a3-a253e8644029

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 2
Observed: Feb 13, 2012 to Mar 31, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•• C•••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

N•• C•••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $233M••• Locked
Discretionary RAUM: $233M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• C•••••• P••••••• P•••••• E••••• F••• I••• L•	Private Equity Fund	$137M	Mar 29, 2024	38	Mar 25, 2015	reported	021-220317
N•• C•••••• P••••••• P•••••• E••••• F••• I•• L•	Private Equity Fund	$108M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• J••••• B••••••	VICE PRESIDENT AND SECRETARY	D	yes	12/2004	Feb 13, 2012	Mar 29, 2024
O••••••• J••••• K••••••	President	D	yes	12/2004	Feb 13, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• C•••••• P••••••• I••••• L••	n/a	n/a	n/a	Y	yes	n/a
N•• C•••••• P••••••• I•• L••	n/a	n/a	n/a	Y	yes	n/a
N•• C•••••• P••••••• I••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$233M	$615M	-62.2%	$386M	-15.5%	8	11	0	0

Relationships

Advises (6)

→ N•• C•••••• P••••••• P•••••• E••••• F••• I•••• L•Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ N•• C•••••• P••••••• P•••••• E••••• F••• I••••• L•Private fundPrivate Equity Fund, IA
Mar 25, 2015 to presentfactForm ADV
→ N•• C•••••• P••••••• P•••••• E••••• F••• I•••• L•Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ N•• C•••••• P••••••• P•••••• E••••• F••• I••• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
N•• C•••••• P••••••• reported RAUM $232.6M, down 62% from $614.8M (2025-03-31 to 2026-03-31)
Form ADVobserved 7 days ago
$-382M
Occurred
Mar 31, 2025
Regulatory AUM changed
N•• C•••••• P••••••• reported RAUM $614.8M, up 73% from $355.3M (2024-03-29 to 2025-03-31)
Form ADVobserved 7 days ago
$259M
Occurred
Mar 25, 2022
Regulatory AUM changed
N•• C•••••• P••••••• reported RAUM $490.2M, up 29% from $379.5M (2021-03-30 to 2022-03-25)
Form ADVobserved 7 days ago
$111M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb0e156c-a53b-af87-b6a3-a253e8644029
First observed: Feb 13, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.