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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

STOKES ANDREW BAIRD

Advisor at WELLS FARGO ADVISORS

LOUISVILLE, KY | GOSHEN, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 27, 1995
First registration: Jan 7, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2634158

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Dec 12, 2018	n/a	yes	LOUISVILLE, KY\|GOSHEN, KY	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 11, 2018	no	Louisville, KY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 20, 2008	Jun 1, 2009	no	LOUISVILLE, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jan 7, 2004	Mar 24, 2008	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Dec 11, 2018	Dec 12, 2018	1	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	CITIGROUP GLOBAL MARKETS INC.	Mar 24, 2008	Mar 20, 2008	-4	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 12, 2018 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 11, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 20, 2008 to Jun 1, 2009factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jan 7, 2004 to Mar 24, 2008factForm ADV

Dated events

No dated event names this entity yet.