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CRD 327889
DULUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANDREW HEIMBACH WHEELER | Certified Financial Planner | DULUTH, MN | SAINT CLOUD, MN | 12 | 24 | 2 | no |
| RYAN D COOLE | n/a | DULUTH, MN | SAINT CLOUD, MN | 10 | 19 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COOLE, RYAN, D | MANAGING PRINCIPAL / CCO | E | yes | 09/2023 | Aug 17, 2023 | Jan 12, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 7, 2026 | $618M | $618M | 2 | 2 | 0 | n/a | n/a |
| 2024 | Jan 24, 2025 | $520M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2023 | Jan 12, 2024 | $313M | $313M | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $618M | $520M | 18.9% | n/a | n/a | 2 | 1 | 0 | 0 |