DFX Intelligence

H••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

H••••••••• P•••••••• L••

CRD 173269

ELKHART, IN

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Search this name across graphsid dfx:ria:bb1dcde8-540a-004b-ca51-45a1195674c4

Data as of May 17, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2014 to May 17, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $85.4M••• Locked
Discretionary RAUM: $85.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••••• M••••• F•••• L•••	Hedge Fund	$85.4M	May 17, 2017	2	Mar 29, 2016	reported	n/a
H••••••••• U• F•••• L•	Hedge Fund	$75.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• C•••••• M••••••••• L••	Member	D	yes	10/2014	Nov 6, 2014	May 17, 2017
M•••••• F••••• K•••••••	MANAGING PARTNER	Na	yes	10/2014	Nov 6, 2014	May 17, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$66.1M	Y	yes	n/a
H••••••••• P••••••• L••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$85.4M	$78.5M	8.7%	n/a	n/a	7	5	n/a	n/a

Relationships

Affiliated with (1)

→ M••••• C•••••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (3)

→ H••••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 29, 2016 to presentfactForm ADV
→ H••••••••• U• F•••• L•Private fundHedge Fund, IA
Mar 29, 2016 to presentfactForm ADV
→ H••••••••• O••••••• F•••• L•••

Dated events

Occurred
Nov 6, 2014
First Form ADV filing
H••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb1dcde8-540a-004b-ca51-45a1195674c4
First observed: Nov 6, 2014
Last observed: May 17, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.